MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-18
Withdrawn
Amend the Fee Schedule to adopt the Consolidated Audit Trail funding fees for industry members related to the CAT NMS Plan. This filing has been withdrawn on 1/9/18.
May 01, 2017
SR-MIAX-2017-16
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, relating to the duration of auctions.
April 25, 2017
SR-MIAX-2017-15
Effective / Approved
Amend the Fee Schedule to adopt an Appointed Affiliate Program.
April 06, 2017
SR-MIAX-2017-14
Withdrawn
Amend the Fee Schedule to adopt an Appointed Affiliate Program. This filing was withdrawn and replaced with SR-MIAX-2017-15.
March 29, 2017