MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-23
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments, to extend the Penny Pilot Program until December 31, 2017.
May 16, 2017
SR-MIAX-2017-21
Effective / Approved
Amend Rules 301, 308, 404, 514, 1325 and 1400 to make minor corrections.
May 15, 2017
SR-MIAX-2017-20
Withdrawn
Amend Rules 607, Securities Accounts and Orders of Market Makers, and 804, Automated Submission of Trade Data, to eliminate or modify duplicative CAT rules. This filing has been withdrawn on 1/9/18.
May 15, 2017
SR-MIAX-2017-19
Effective / Approved
Amend Rules 515, Execution of Orders and Quotes, 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and 518, Complex Orders, relating to cPRIME.
May 12, 2017