MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2017-40
Effective / Approved
Amend the Fee Schedule to adopt transaction fees and rebates for (i) Complex PRIME (cPRIME) Orders, (ii) Complex Qualified Contingent Cross (cQCC) Orders, and (iii) Complex Customer Cross (cC2C) Orders.
August 07, 2017
SR-MIAX-2017-38
Effective / Approved
Amend Rules 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, and 504, Trading Halts.
August 01, 2017
SR-MIAX-2017-37
Withdrawn
Amend the Fee Schedule to adopt transaction fees and rebates for (i) cPRIME Orders, (ii) cQCC Orders, and (iii) cC2C Orders. This filing was withdrawn and refiled as SR-MIAX-2017-40.
July 27, 2017
SR-MIAX-2017-36
Effective / Approved
Amend Rule 519C to reflect purge port functionality. Amend the Fee Schedule to identify and adopt fees for new MEI Ports known as Purge Ports.
July 24, 2017