MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2020-39
Effective / Approved
Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade only in proprietary products until March 31, 2021.
December 21, 2020
SR-MIAX-2020-38
Effective / Approved
Amend Chapter XVII,Consolidated Audit Trail Compliance Rule, to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the CAT NMS Plan.
December 11, 2020
SR-MIAX-2020-37
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
November 30, 2020
SR-MIAX-2020-36
Effective / Approved
Extend the implementation date of an amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market (SR-MIAX-2019-45) to the 2nd Quarter of 2021.
November 20, 2020