MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-06
Effective / Approved
Amend the Fee Schedule to extend the waiver period for certain non-transaction fees applicable to Market Makers that trade onlly in Proprietary Products until December 31, 2021.
March 26, 2021
SR-MIAX-2021-03
Effective / Approved
Amend Rule 200, Trading Permits, requiring membership in another national securities exchange or association.
March 01, 2021
SR-MIAX-2021-02
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
January 13, 2021
SR-MIAX-2021-01
Effective / Approved
Amend Rule 1308, Supervision of Accounts, to extend the time for Members to complete their annual branch office inspections due to COVID.
January 08, 2021