MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-02
Effective / Approved
Amend the Fee Schedule to modify the Exchange's Connectivity Fees.
January 13, 2021
SR-MIAX-2021-01
Effective / Approved
Amend Rule 1308, Supervision of Accounts, to extend the time for Members to complete their annual branch office inspections due to COVID.
January 08, 2021
SR-MIAX-2020-43
Withdrawn
This filing has been withdrawn and replaced with SR-MIAX-2021-02 on January 13, 2021.
December 31, 2020
SR-MIAX-2020-42
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020