MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2020-31
Effective / Approved
Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, to adopt a new ISO PRIME order type.
September 17, 2020
SR-MIAX-2020-30
Effective / Approved
Adopt Rule 1326, Transfer of Positions, to provide a process by which Members may transfer option positions in limited circumstances.
September 04, 2020
SR-MIAX-2020-29
Withdrawn
This filing was withdrawn on October 23, 2020 and replaced with SR-MIAX-2020-34.
August 25, 2020
SR-MIAX-2020-28
Effective / Approved
Amend the Fee Schedule to extend the cap waiver of 1,000 contracts per leg for cPRIME Agency Order Rebates for all tiers under the Priority Customer Rebate Program ("PCRP") until December 31, 2020.
August 25, 2020