MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2021-15
Withdrawn
This filing has been withdrawn on May 3, 2021 and replaced with SR-MIAX-2021-17.
April 22, 2021
SR-MIAX-2021-14
Effective / Approved
Amend the Exchange’s Rulebook and Fee Schedule to reflect a rebranding of the Exchange’s affiliate, MIAX Pearl.
April 22, 2021
SR-MIAX-2021-13
Effective / Approved
Amend Rule 1900, Registration Requirements, to extend the 120-day period that certain individuals can function as principals without having successfully passed an appropriate qualification examination through June 30, 2021.
April 21, 2021
SR-MIAX-2021-12
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to limit the intervals between strikes for option classes within the Short Term Options Series Program.
April 21, 2021