MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-34
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to change the rates for securities priced below $1.00 that are executed on MIAX PEARL Equities.
December 04, 2020
SR-PEARL-2020-33
Withdrawn
This filing was withdrawn and replaced with SR-PEARL-2021-02 on January 29, 2021.
December 03, 2020
SR-PEARL-2020-32
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to provide pricing for securities priced below $1.00 that are executed on MIAX PEARL Equities.
December 02, 2020
SR-PEARL-2020-31
Effective / Approved
Amend the Fee Schedule to amend the exchange groupings of options exchanges within the routing fee table.
November 30, 2020
SR-PEARL-2020-30
Effective / Approved
Amend certain sections of the Exchange's By-Laws to (i) correspond with an Equity Rights Program ("ERP") recently established by the Exchange and (ii) make non-substantive changes to the current By-Laws.
November 24, 2020
SR-PEARL-2020-29
Effective / Approved
Amend the Exchange's Certificate of Formation to make several corrective edits and clarifying changes.
November 24, 2020
SR-PEARL-2020-28
Effective / Approved
Amend Rule 2611, Odd and Mixed Lots, regarding the handling of odd lot sized orders.
November 23, 2020
SR-PEARL-2020-27
Withdrawn
This filing was withdrawn on November 24, 2020 and replaced with SR-PEARL-2020-30
November 23, 2020