MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-39
Withdrawn
This filing has been withdrawn and replaced with SR-PEARL-2021-01 on January 13, 2021.
December 31, 2020
SR-PEARL-2020-38
Effective / Approved
Amend the Fee Schedule to modify certain transaction fees.
December 31, 2020
SR-PEARL-2020-37
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to increase the rebate for displayed orders that add liquidity in Tape B securities priced at or above $1.00 to $0.0035 per share and to decrease the fee for orders that remove liquidity in Tape B Securities priced at or above $1.00 to $0.0027 per share.
December 31, 2020
SR-PEARL-2020-36
Effective / Approved
Amend Exchange Rule 3100, Registration Requirements, to adopt temporary Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals).
December 28, 2020
SR-PEARL-2020-35
Effective / Approved
Amend the Fee Schedule to increase the number of additional Limited Service MIAX Express Order Interface ("MEO") Ports available to Members.
December 21, 2020
SR-PEARL-2020-34
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to change the rates for securities priced below $1.00 that are executed on MIAX PEARL Equities.
December 04, 2020
SR-PEARL-2020-33
Withdrawn
This filing was withdrawn and replaced with SR-PEARL-2021-02 on January 29, 2021.
December 03, 2020
SR-PEARL-2020-32
Effective / Approved
Amend the MIAX PEARL Equities Fee Schedule to provide pricing for securities priced below $1.00 that are executed on MIAX PEARL Equities.
December 02, 2020