MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-08
Effective / Approved
Amend the Rulebook and Fee Schedules to reflect a rebranding of the Exchange to rebrand references to the fully-capitalized words "MIAX PEARL" to now be "MIAX Pearl".
March 30, 2021
SR-PEARL-2021-13
Effective / Approved
Amend Rule 404A, Select Provisions of Options Listing Procedure Plans, to update a Uniform Resource Locator "URL" within the rule.
March 26, 2021
SR-PEARL-2021-10
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule, Section 1, to add Liquidity Indicator Codes, and adopt Section 4, Additional Fees, concerning the Exchange's obligations under Section 31 of the Exchange Act.
March 25, 2021
SR-PEARL-2021-09
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, to adopt the Reserve Quantity instruction.
March 22, 2021
SR-PEARL-2021-07
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, to adopt the Minimum Execution Quantity ("MEQ") instruction.
March 01, 2021
SR-PEARL-2021-06
Effective / Approved
Amend the Fee Schedule to adjust certain Taker fees.
March 01, 2021
SR-PEARL-2021-05
Effective / Approved
Amend Rule 519C, Mass Cancellation of Trading Interest, to adopt a new risk protection feature.
February 25, 2021
SR-PEARL-2021-04
Effective / Approved
Amend Exchange Rules 2300, Supervision, and 2301, Supervisory Control System, to incorporate the provisions of Financial Industry Regulatory Authority Rules 3110 and 3120 regarding supervision and supervisory controls.
February 25, 2021