MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-58
Pending
Make certain clarifying changes related to a new Time-In-Force instruction on MIAX Pearl Equities.
December 10, 2024
SR-PEARL-2024-57
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to make a minor non-substantive change.
December 04, 2024
SR-PEARL-2024-56
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to establish a fee for market participants that choose to access the testing systems environment via the dedicated cross connection.
November 29, 2024
SR-PEARL-2024-55
Effective / Approved
Amend the MIAX Pearl Options Rulebook to make non-substantive and clarifying changes.
November 21, 2024
SR-PEARL-2024-54
Effective / Approved
Amend MIAX Pearl Options Rule 402, Criteria for Underlying Securities, to allow the Exchange to list and trade options on the Fidelity Wise Origin Bitcoin Fund and the ARK 21 Shares Bitcoin ETF.
November 21, 2024
SR-PEARL-2024-53
Effective / Approved
Amend MIAX Pearl Options Exchange Rule 402, Criteria for Underlying Securities, to allow the Exchange to list and trade options on the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust, and the Bitwise Bitcoin ETF.
November 21, 2024
SR-PEARL-2024-52
Effective / Approved
Amend Pearl Options Exchange Rule 402, Criteria for Underlying Securities, to Allow the Exchange to List and Trade Options on the iShares Bitcoin Trust.
November 18, 2024
SR-PEARL-2024-51
Effective / Approved
Amend MIAX Pearl Equities Rule 2300, Supervision, with certain changes by FINRA to its Rule 3110 to permit eligible Members to participate in FINRA’s remote inspections program and to adopt FINRA’s Residential Supervisory Location classification.
November 01, 2024