MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2018-07
Effective / Approved
Amend Rule 403, Withdrawal of Approval of Underlying Securities,to specify that if an option class is open for trading solely on the Exchange, the Exchange may restrict series with open interest to closing transactions
February 21, 2018
SR-MIAX-2018-05
Effective / Approved
Amend Rule 100, Definitions, and Rule 404, Series of Option Contracts Open for Trading, to expand the Short Term Option Series Program.
February 12, 2018
SR-MIAX-2018-04
Effective / Approved
Amend the Fee Schedule relating to a fee waiver for the Exchange's Administrative Information Subscriber ("AIS") Market Data Feed.
February 09, 2018
SR-MIAX-2018-03
Withdrawn
Amend the Fee Schedule relating to a fee waiver for the Exchange's Administrative Information Subscriber ("AIS") Market Data Feed. This filing was withdrawn and refiled as SR-MIAX-2018-04.
January 30, 2018