MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2019-04
Withdrawn
Amend the Fee Schedule to adopt Transaction Fees and Rebates for SPIKES index options. This filing was withdrawn and refiled as SR-MIAX-2019-11.
February 15, 2019
SR-MIAX-2019-02
Effective / Approved
Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors, to adopt a provision specifically related to its volatility index product.
February 06, 2019
SR-MIAX-2019-01
Effective / Approved
Amend the Fee Schedule to modify the Options Regulatory Fee ("ORF").
February 01, 2019
SR-MIAX-2018-38
Effective / Approved
Amend Rule 510, Minimum Price Variations and Minimum Trading Increments to Extend the Penny Pilot Program through June 30, 2019.
December 13, 2018