MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2018-35
Effective / Approved
Amend Rule 100, Definitions, Rule 503, Openings on the Exchange, and Rule 515, Execution of Orders and Quotes
November 09, 2018
SR-MIAX-2018-34
Effective / Approved
Amend Rule 517, Quote Types Defined, Rule 519, MIAX Order Monitor, and Rule 519A, Risk Protection Monitor
November 09, 2018
SR-MIAX-2018-32
Effective / Approved
Amend Rule 503, Openings on the Exchange, Interpretations and Policies .02 and .03, to relocate certain existing rule text from Rule 1809.
November 09, 2018
SR-MIAX-2018-28
Effective / Approved
Amend Rule 406, Long-Term Option Contracts, relating to SPY LEAPS Expiration.
November 08, 2018