MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-47
Effective / Approved
Amend the Fee Schedule to 1) extend the waiver period for certain non-transaction fees applicable to Market Makers that trade solely in Proprietary Products until June 30, 2023; and 2) extend the SPIKES Options Market Maker Incentive Program until March 31, 2023.
December 20, 2022
SR-MIAX-2022-48
Effective / Approved
MIAX proposes to no longer operate its 10Gb network on a shared network with its affiliate, MIAX Pearl.
December 16, 2022
SR-MIAX-2022-46
Effective / Approved
Delay implementation of an Amendment to Rule 518, Complex Orders,to remove the provision which provides that a component of a complex order that legs into the Simple Order Book may not execute at a price that is outside the NBBO until the third quarter of 2023.
December 08, 2022
SR-MIAX-2022-45
Effective / Approved
Amend the Fee Schedule to reflect adjustments to FINRA Registration and Fingerprinting Fees.
December 08, 2022