MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2022-25
Effective / Approved
Amend Exchange Rule 532, Order and Quote Price Protection Mechanism and Risk Controls, to extend price protections for certain complex strategies.
June 29, 2022
SR-MIAX-2022-24
Effective / Approved
Amend the MIAX Options Fee Schedule to 1) extend certain non-transaction fee waivers applicable to Market Makers; and 2) extend the SPIKES Options Market Maker Incentive Program.
June 29, 2022
SR-MIAX-2022-23
Effective / Approved
Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements for Uniform Forms, regarding Continuing Education Requirements.
June 10, 2022
SR-MIAX-2022-22
Effective / Approved
Amend Rule 519, Risk Protection Monitor, to allow Members to determine Threshold setting.
May 13, 2022