MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2023-14
Withdrawn
This filing was withdrawn on April 3, 2023 and replaced with SR-MIAX-2023-15.
March 23, 2023
SR-MIAX-2023-13
Effective / Approved
Amend the MIAX Options Fee Schedule to extend the SPIKES Options Market Maker Incentive Program until June 30, 2023.
March 22, 2023
SR-MIAX-2023-12
Effective / Approved
Amend the Fee Schedule to (1) modify the volume thresholds for the volume criteria in all tiers set forth in the Market Maker Sliding Scale, and (2) modify the volume thresholds for the volume criteria for tiers 2-4 for Priority Customer orders in the PCRP.
March 09, 2023
SR-MIAX-2023-11
Effective / Approved
Amend the MIAX Fee Schedule to make minor, non-substantive clarifying changes.
March 03, 2023