MIAX Options® Exchange Rule Filings

As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2023-04

Effective / Approved

Amend the Exchange Rule 1308, Supervision of Accounts, to extend the temporary remote inspection relief for Members through the earlier of the effective date of the FINRA Pilot Program, if approved, or December 31, 2023. 

February 02, 2023

MIAX Options
SR-MIAX-2023-03

Effective / Approved

Amend the MIAX Fee Schedule to modify the Priority Customer Rebate Program.

January 31, 2023

MIAX Options
SR-MIAX-2023-02

Effective / Approved

Amend Rule 531, Reports and Market Data Reports, to provide for the new "Liquidity Taker Event Report-Resting Simple Orders."

January 25, 2023

MIAX Options
SR-MIAX-2023-01

Effective / Approved

Amend Rule 518, Complex Orders, to allow complex orders with non-conforming ratios to be processed by the Exchange.  

January 19, 2023