MIAX Options Disciplinary Actions
MIAX Options DA-20140438294
Notice of Letter of Consent No. 20140438294 for Timber Hill, LLC
July 12, 2016
MIAX Options DA-20140438264
Notice of Letter of Consent No. 20140438264 for Citadel Securities, LLC
July 12, 2016
MIAX Options DA-20140438236
Notice of Letter of Consent No. 20140438236 for KCG Americas, LLC
July 12, 2016
MIAX Options DA-20140438346
Notice of Letter of Consent No. 20140438346 for Wolverine Execution Services, LLC
March 08, 2016
MIAX Options DA-20140438287
Notice of Letter of Consent No. 20140438287 for Morgan Stanley & Co. LLC
March 08, 2016
MIAX Options DA-20140438269
Notice of Letter of Consent No. 20140438269 for Merrill Lynch Professional Clearing Corporation
March 08, 2016