MIAX Options Disciplinary Actions
MIAX Options DA 20180601179
Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Options DA 20190629791
Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC
February 03, 2021
MIAX Options DA 2018057169608
Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC
December 28, 2020
MIAX Options DA 2017055996501
Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC
December 28, 2020
MIAX Options DA 2017053508806
Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC
August 05, 2020
MIAX Options DA 2018057173402
Notice of Letter of Consent No. 2018057173402 Susquehanna Investment Group
June 10, 2020
MIAX Options DA 2015048329301
Notice of Letter of Consent No. 2015048329301 Morgan Stanley & Co. LLC
June 10, 2020
MIAX Options DA 2015047505806
Notice of Letter of Consent No. 2015047505806 Susquehanna Securities
February 21, 2019