MIAX Options Disciplinary Actions


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MIAX Options DA 20180601179

Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC

June 23, 2022

MIAX Options DA 20190629791

Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC

February 03, 2021

MIAX Options DA 2018057169608

Notice of Letter of Consent No. 2018057169608 UBS Securities, LLC

December 28, 2020

MIAX Options DA 2017055996501

Notice of Letter of Consent No. 2017055996501 Credit Suisse Securities (USA) LLC

December 28, 2020

MIAX Options DA 2017053508806

Notice of Letter of Consent No. 2017053508806 Morgan Stanley & Co., LLC

August 05, 2020

MIAX Options DA 2018057173402

Notice of Letter of Consent No. 2018057173402 Susquehanna Investment Group

June 10, 2020

MIAX Options DA 2015048329301

Notice of Letter of Consent No. 2015048329301 Morgan Stanley & Co. LLC

June 10, 2020

MIAX Options DA 2015047505806

Notice of Letter of Consent No. 2015047505806 Susquehanna Securities

February 21, 2019