All Options Exchanges Rule Filings

As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2013-09

Replaced by

Limit Up/Limit Down Functionality

March 22, 2013

MIAX Options
SR-MIAX-2013-10

Effective / Approved

Proposal to Permit the Minimum Price Variation for Mini-Option Contracts to be the Same as Permitted for Standard Options on the Same Underlying Security

March 15, 2013

MIAX Options
SR-MIAX-2013-08

Effective / Approved

Amendments to MIAX Rules to Revise and Clarify Market Maker Continuous Quoting Obligations

March 08, 2013

MIAX Options
SR-MIAX-2013-07

Effective / Approved

New MIAX Rule 530 - Limit Up/Limit Down

March 07, 2013

MIAX Options
SR-MIAX-2013-06

Effective / Approved

Listing and Trading Option Contracts Overlying 10 Shares of Certain Securities ("Mini-Options")

March 04, 2013

MIAX Options
SR-MIAX-2013-05

Effective / Approved

MIAX Top of Market Data Product

February 15, 2013

MIAX Options
SR-MIAX-2013-04

Effective / Approved

Amendments to Rules Regarding Market Maker Obligations at the Opening

February 11, 2013

MIAX Options
SR-MIAX-2013-03

Effective / Approved

Adopt the Clearing Trade Drop Port Fee Replacement of SR MIAX 2013-03 filed on January 17, 2013

January 29, 2013