All Options Exchanges Rule Filings
As registered national securities exchanges, MIAX Options®, MIAX Pearl® Options, MIAX Emerald® Options and MIAX Sapphire™ Options are required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. Each MIAX Exchange is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX will post below pending rule filings submitted by each Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2013-13
Effective / Approved
Administrative Information Subscriber (AIS) and AIS Port Fees
March 25, 2013
SR-MIAX-2013-12
Effective / Approved
Limit Up/Limit Down Obvious Error Rule
March 22, 2013
SR-MIAX-2013-09
Replaced by
Limit Up/Limit Down Functionality
March 22, 2013
SR-MIAX-2013-10
Effective / Approved
Proposal to Permit the Minimum Price Variation for Mini-Option Contracts to be the Same as Permitted for Standard Options on the Same Underlying Security
March 15, 2013
SR-MIAX-2013-08
Effective / Approved
Amendments to MIAX Rules to Revise and Clarify Market Maker Continuous Quoting Obligations
March 08, 2013
SR-MIAX-2013-07
Effective / Approved
New MIAX Rule 530 - Limit Up/Limit Down
March 07, 2013
SR-MIAX-2013-06
Effective / Approved
Listing and Trading Option Contracts Overlying 10 Shares of Certain Securities ("Mini-Options")
March 04, 2013
SR-MIAX-2013-05
Effective / Approved
MIAX Top of Market Data Product
February 15, 2013