All Options Exchanges Disciplinary Actions
MIAX Pearl DA 20180601179
Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Options DA 20190611843
Notice of Letter of Consent No. 20190611843 Dash Financial Technologies, LLC
June 23, 2022
MIAX Options DA 20190610611
Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC
June 23, 2022
MIAX Options DA 20180601179
Notice of Letter of Consent No. 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Emerald DA 20190610611
Notice of Letter of Consent No. 20190610611 Goldman Sachs & Co. LLC
June 23, 2022
MIAX Emerald DA 20180601179
Notice of Letter of Consent 20180601179 Dash Financial Technologies, LLC
June 23, 2022
MIAX Pearl DA 20190629791
Notice of Letter of Consent No. 2019062979108 Susquehanna Securities, LLC
February 03, 2021
MIAX Options DA 20190629791
Notice of Letter of Consent No. 2019062979110 Susquehanna Securities, LLC
February 03, 2021