All Options Exchanges Disciplinary Actions
MIAX Pearl DA-2021069249708
Notice of Letter of Consent No. 2021069249708 Susquehanna Securities, LLC
April 20, 2023
MIAX Options DA 2021069249706
Notice of Letter of Consent No. 2021069249706 Susquehanna Securities, LLC
April 20, 2023
MIAX Emerald DA-2021069249707
Notice of Letter of Consent No. 2021069249707 Susquehanna Securities, LLC
April 20, 2023
MIAX Pearl DA-20190610657
Notice of Letter of Consent No. 20190610657 Jefferies LLC
November 11, 2022
MIAX Pearl DA-20180580170
Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP
November 11, 2022
MIAX Options DA-2020067200701
Notice of Letter of Consent No. 2020067200701 Credit Suisse Securities (USA) LLC
November 11, 2022
MIAX Options DA-20190610657
Notice of Letter of Consent No. 20190610657 Jefferies LLC
November 11, 2022
MIAX Options DA-20180580170
Notice of Letter of Consent No. 20180580170 Global Execution Brokers, LP
November 11, 2022