MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-34
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to establish fees for Industry Members related to reasonably budgeted costs of the National Market System Plan governing the Consolidated Audit Trail.
August 19, 2024
SR-PEARL-2024-33
Withdrawn
This filing was withdrawn on August 19, 2024 and replaced with SR-PEARL-2024-35.
August 16, 2024
SR-PEARL-2024-32
Withdrawn
This filing was withdrawn on August 19, 2024 and replaced with SR-PEARL-2024-34
August 16, 2024
SR-PEARL-2024-31
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to add Sapphire to the routing fee table.
July 31, 2024
SR-PEARL-2024-30
Effective / Approved
Amend Rule 404, Series of Option Contracts Open for Trading, to amend the Strike Interval for Options on GLD.
July 09, 2024
SR-PEARL-2024-29
Effective / Approved
Amend the Pearl Options Fee Schedule to amend the exchange grouping of options exchanges within the routing fee table.
June 28, 2024
SR-PEARL-2024-28
Effective / Approved
Amend the Pearl Equities Fee Schedule to amend the Step-Up Rebate in the NBBO Program.
June 28, 2024
SR-PEARL-2024-27
Effective / Approved
Amend Rule 3103, Continuing Education, to reopen the period by which eligible Members who participate in the Maintaining Qualification Program will be able to complete their prescribed 2022 and 2023 continuing education content.
June 28, 2024