MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2024-42
Effective / Approved
Amend the MIAX Options Fee Schedule to amend the Technical Support Request Fee.
September 10, 2024
SR-PEARL-2024-41
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to 1) decrease the fee for executions of orders in securities priced at or above $1.00 per share that remove liquidity; and (2) modify the Step-Up Rebate program.
September 09, 2024
SR-PEARL-2024-40
Withdrawn
This filing was withdrawn on September 9, 2024 and replaced with SR-PEARL-2024-41.
August 30, 2024
SR-PEARL-2024-39
Withdrawn
This filing was withdrawn on September 11, 2024 and replaced with SR-PEARL-2024-44.
August 30, 2024
SR-PEARL-2024-37
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish fees for Industry Members related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail incurred prior to January 1, 2022.
August 23, 2024
SR-PEARL-2024-36
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to establish fees for Industry Members related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail incurred prior to January 1, 2022.
August 23, 2024
SR-PEARL-2024-38
Effective / Approved
Modify the methods to access the testing system environment.
August 22, 2024
SR-PEARL-2024-35
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to establish fees for Industry Members related to reasonably budgeted costs of the National Market System Plan governing the Audit Trail.
August 19, 2024