MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-41
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to provide historical Open-Close Report data for free.
September 03, 2021
SR-PEARL-2021-40
Withdrawn
This filing has been withdrawn on September 3, 2021 and replaced with SR-PEARL-2021-41.
September 02, 2021
SR-PEARL-2021-39
Withdrawn
This filing has been withdrawn on September 10, 2021 and replaced with SR-PEARL-2021-42.
September 01, 2021
SR-PEARL-2021-38
Withdrawn
This Filing has been withdrawn on October 7, 2021 and replaced with SR-PEARL-2021-48.
August 12, 2021
SR-PEARL-2021-37
Withdrawn
This filing has been withdrawn on August 12, 2021 and replaced with SR-PEARL-2021-38
July 30, 2021
SR-PEARL-2021-36
Withdrawn
This filing has been withdrawn on September 24, 2021 and replaced with SR-PEARL-2021-45.
July 30, 2021
SR-PEARL-2021-35
Effective / Approved
Amend Rule 2616, Priority of Orders, to provide that an order will receive a new timestamp when its position is modified via a Cancel/Replace message during a Short Sale Period.
July 20, 2021
SR-PEARL-2021-34
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to implement the Liquidity Indicator Codes.
July 12, 2021