MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2020-18
Withdrawn
This filing was withdrawn on October 5, 2020 and replaced with SR-PEARL-2020-19.
September 24, 2020
SR-PEARL-2020-17
Effective / Approved
Adopt the MIAX PEARL Equities Fee Schedule.
September 24, 2020
SR-PEARL-2020-16
Effective / Approved
Amend Exchange Rule 2618, Risk Settings and Trading Risk Monitors, to allow Clearing Members to adjust Equity Member Risk Settings.
September 14, 2020
SR-PEARL-2020-15
Effective / Approved
Amend Exchange Rule 1014, Imposition of Fines for Minor Rule Violations, to add certain rules applicable to the trading of Equity Securities.
September 08, 2020
SR-PEARL-2020-14
Effective / Approved
Update Chapter III relating to the designation of MIAX PEARL Equities Exchange Members for Mandatory Disaster Recovery pursuant to Regulation SCI for the calendar year 2020.
August 26, 2020
SR-PEARL-2020-13
Withdrawn
This filing was withdrawn on September 8, 2020 and replaced with SR-PEARL-2020-15.
August 26, 2020
SR-PEARL-2020-12
Withdrawn
This filing has been withdrawn on October 23, 2020 and replaced with SR-PEARL-2020-21.
August 25, 2020
SR-PEARL-2020-11
Effective / Approved
Amend Rule 2613, Usage of Data Feeds.
August 24, 2020