MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-05
Withdrawn
Amend the MIAX Pearl Options Fee Schedule toi amend the fees for Trading Permits and remove certain credits.
February 15, 2022
SR-PEARL-2022-04
Withdrawn
Amend the MIAX Pearl Options Fee Schedule to amend the fees for Full Service MEO Ports.
February 15, 2022
SR-PEARL-2022-03
Withdrawn
Amend the MIAX Pearl Options Fee Schedule to amend certain connectivity fees.
February 01, 2022
SR-PEARL-2022-02
Effective / Approved
Amend Rule 521, Nullifications and Adjustments of Options Transactions Including Obvious Errors to improve the operation of the Rule.
January 07, 2022
SR-PEARL-2022-01
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt pricing tiers.
January 03, 2022
SR-PEARL-2021-60
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to reflect adjustments to the FINRA Registration Fees.
December 29, 2021
SR-PEARL-2021-59
Withdrawn
This filing was withdrawn on February 15, 2022 and replaced with SR-PEARL-2022-05.
December 21, 2021
SR-PEARL-2021-58
Withdrawn
This filing was withdrawn on February 15, 2022 and replaced with SR-PEARL-2022-04.
December 21, 2021