MIAX Pearl® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2021-44
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust the Priority Customer Rebate in Section 1) a).
September 30, 2021
SR-PEARL-2021-45
Withdrawn
This filing has been withdrawn on December 1, 2021 and replaced with SR-PEARL-2021-57.
September 24, 2021
SR-PEARL-2021-43
Effective / Approved
Amend Exchange Rules 100, Definitions, 402, Criteria for Underlying Securities, 403, Withdrawal of Approval of Underlying Securities, 404, Series of Option Contracts Open for Trading, 404A, Select Provisions of Options Listing Procedures Plan, 406, Long-Term Option Contracts, 500, Access to and Conduct on the Exchange, 503, Openings on the Exchange, 515, Execution of Orders, and 519, MIAX Pearl Order Monitor, to make minor, non-substantive edits and clarifying changes to the rule text.
September 24, 2021
SR-PEARL-2021-42
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to amend certain connectivity fees to the disaster recovery facility.
September 10, 2021
SR-PEARL-2021-41
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to provide historical Open-Close Report data for free.
September 03, 2021
SR-PEARL-2021-40
Withdrawn
This filing has been withdrawn on September 3, 2021 and replaced with SR-PEARL-2021-41.
September 02, 2021
SR-PEARL-2021-39
Withdrawn
This filing has been withdrawn on September 10, 2021 and replaced with SR-PEARL-2021-42.
September 01, 2021
SR-PEARL-2021-38
Withdrawn
This Filing has been withdrawn on October 7, 2021 and replaced with SR-PEARL-2021-48.
August 12, 2021