MIAX Pearl® Options Regulatory Circulars


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March 30, 2020

MIAX PEARL RC-2020-10

MIAX Rule 1308 Annual Reports – Filing Extension

March 24, 2020

MIAX PEARL RC-2020-09

Maximum Differential for the MIAX PEARL Order Monitor for ERY Beginning March 25, 2020

March 13, 2020

MIAX PEARL RC-2020-08

Business Continuity Planning and COVID-19 Update

March 06, 2020

MIAX PEARL RC-2020-07

Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Newly Listed Option Class VIR Effective Monday, March 9, 2020

March 05, 2020

MIAX PEARL RC-2020-06

FINRA Arbitration Rule Change: Order Approving a Proposed Rule Change To Amend FINRA Rule 12000 Series To Expand Options Available to Customers if a Firm or Associated Person Is or Becomes Inactive

March 02, 2020

MIAX PEARL RC-2020-05

Notice of Filing of a Proposed Rule Change to Amend the FINRA Code of Arbitration Procedure for Customer Disputes and the FINRA Code of Arbitration Procedure for Industry Disputes To Apply Minimum Fees to Requests for Expungement of Customer Dispute Information

February 21, 2020

MIAX PEARL RC-2020-04

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol SAND Effective Friday, February 21, 2020

February 07, 2020

MIAX PEARL RC-2020-03

Maximum Differential for the MIAX PEARL Order Monitor for Certain Option Classes Beginning February 10, 2020