MIAX Pearl® Options Regulatory Circulars
December 28, 2020
MIAX Pearl RC-2020-66
Approved Rule Change to Amend the FINRA Codes of Arbitration Procedure to Increase Arbitrator Chairperson Honoraria and Certain Arbitration Fees
December 21, 2020
MIAX Pearl RC-2020-65
Name Change and Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for IPOB (OPEN) Effective December 21, 2020
December 18, 2020
MIAX Pearl RC-2020-64
Business Continuity and Disaster Recovery Plans Testing
Member Designation Standards
December 18, 2020
MIAX Pearl RC-2020-63
Electronic Filing of Annual Reports
December 17, 2020
MIAX Pearl RC-2020-62
Approved FINRA Rule Change to Amend FINRA Rules to Reflect Name Changes to Two FINRA Departments: The Office of Dispute Resolution and the Department of Registration and Disclosure
December 16, 2020
MIAX Pearl RC-2020-61
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbol AI Effective Thursday, December 17, 2020
December 15, 2020
MIAX Pearl RC-2020-60
Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Newly Listed Symbols ABNB, CIIC, DASH, LAZR and RMG Effective Wednesday, December 16, 2020
December 15, 2020
MIAX Pearl RC-2020-59
Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl and MIAX Emerald for Symbols SVXY, UVXY, VIXM and VIXY Effective December 16, 2020