MIAX Sapphire® Options Exchange Rule Filings
As a registered national securities exchange, MIAX Sapphire is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Sapphire is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Sapphire will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-SAPPHIRE-2024-04
Effective / Approved
Establish a Fee Schedule framework and routing fees. This filing will become operative on August 12, 2024.
July 25, 2024
SR-SAPPHIRE-2024-05
Pending
Amend Exchange Rule 531, Reports and Market Data Products to adopt "Liquidity Taker Event Report-Complex Orders" and "Liquidity Taker Event Report-Resting Simple Orders".
July 24, 2024
SR-SAPPHIRE-2024-03
Pending
Amend Exchange Rule 100, Definitions, to adopt a definition of Profesional Interest Amend Exchange Rules Rule 518, Complex Orders; and Rule 530. Limit Up-Limit Down, to update rule citations to Rule 600(b) of Reg NMS
July 24, 2024
SR-SAPPHIRE-2024-02
Pending
Amend Exchange Rule 404, Series of Option Contracts Open for Trading, to harmonize the rule to the Exchange's affiliate, MIAX Pearl Options Rule 404.
July 24, 2024