MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2016-17
Effective / Approved
Amend MIAX Rules 307 and 309 to Extend the SPY Pilot Program Until July 12, 2017
June 10, 2016
SR-MIAX-2016-13
Effective / Approved
Amend the MIAX Options Fee Schedule to add a provision for a Technical Support Request Fee
June 01, 2016
SR-MIAX-2016-15
Effective / Approved
Amend MIAX Rule 1015 Disciplinary Functions
May 27, 2016
SR-MIAX-2016-14
Effective / Approved
Adopt MIAX Rule 519C Mass Cancellation of Trading Interest
May 27, 2016