MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-67
Withdrawn
Amend the MIAX Options Fee Schedule Relating to Transaction Fees and Priority Customer Rebates in Non-Penny Pilot and Penny Pilot Classes
November 23, 2015
SR-MIAX-2015-64
Effective / Approved
Amend MIAX Rule 519 Relating to the MIAX Order Monitor
November 13, 2015
SR-MIAX-2015-63
Effective / Approved
Adopt a Principal-Based Approach to Prohibit the Misuse of Material, Non-public Information by Market Makers by Deleting MIAX Rule 610
November 04, 2015
SR-MIAX-2015-62
Effective / Approved
Amend MIAX Rule 521 Relating to the Obvious Error Appeal Charge
November 04, 2015