MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-20
Effective / Approved
Amend MIAX Rule 519 Regarding Order Size Protections
May 22, 2014
SR-MIAX-2014-22
Effective / Approved
Amend MIAX Rule 516 to Remove the Size Restrictions on Contra-Party Participation on a Qualified Contingent Cross Order
May 21, 2014
SR-MIAX-2014-17
Effective / Approved
Amend MIAX Rules 515, 519 and 529 to Modify the New Price Protections for Market Participants
May 20, 2014
SR-MIAX-2014-21
Effective / Approved
Amend MIAX Rule 510 to Extend the Penny Pilot Program
May 19, 2014