MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2014-32
Effective / Approved
Amend the MIAX Options Fee Schedule Regarding Transaction Fees for Non-Member Broker-Dealers
June 25, 2014
SR-MIAX-2014-31
Effective / Approved
Amend the MIAX Options Fee Schedule to Amend the MIAX Market Maker Sliding Scale for Transaction Fees
June 25, 2014
SR-MIAX-2014-27
Effective / Approved
Amend MIAX Rules 200, 208, 1203 and the MIAX Options Fee Schedule to Establish a Billing Dispute Practice
June 09, 2014
SR-MIAX-2014-28
Effective / Approved
Amend MIAX Rule 515 Regarding Multi-tick Routing
June 05, 2014