MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-01
Effective / Approved
Amend the MIAX Pearl Equities Fee Schedule to adopt pricing tiers.
January 03, 2022
SR-PEARL-2021-60
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to reflect adjustments to the FINRA Registration Fees.
December 29, 2021
SR-PEARL-2021-59
Withdrawn
This filing was withdrawn on February 15, 2022 and replaced with SR-PEARL-2022-05.
December 21, 2021
SR-PEARL-2021-58
Withdrawn
This filing was withdrawn on February 15, 2022 and replaced with SR-PEARL-2022-04.
December 21, 2021
SR-PEARL-2021-57
Withdrawn
This filing was withdrawn on February 1, 2022 and replaced with SR-PEARL-2022-03.
December 01, 2021
SR-PEARL-2021-56
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to adjust Routing Fees.
November 08, 2021
SR-PEARL-2021-55
Effective / Approved
Amend the MIAX Pearl Options and Equities Fee Schedules to establish a policy relating to billing errors.
November 05, 2021
SR-PEARL-2021-54
Withdrawn
This filing has been withdrawn on December 21, 2021 and replaced with SR-PEARL-2021-59.
October 29, 2021