MIAX Pearl® Equities Exchange Rule Filings
As a registered national securities exchange, MIAX Pearl is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Pearl is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Pearl will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-PEARL-2022-50
Effective / Approved
Amend Rule 2617, Order Execution and Routing, to amend the PAC routing option.
November 07, 2022
SR-PEARL-2022-49
Withdrawn
This filing has been withdrawn on November 15, 2022 and replaced with SR-PEARL-2022-51.
November 07, 2022
SR-PEARL-2022-48
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, to allow for Members to prevent trading with affiliates when using a Self-Trade Protection modifier.
November 07, 2022
SR-PEARL-2022-47
Withdrawn
This filing has been withdrawn on December 14, 2022.
November 02, 2022
SR-PEARL-2022-46
Effective / Approved
Amend the MIAX Pearl Options Fee Schedule to remove the Monthly Volume Credit.
November 02, 2022
SR-PEARL-2022-45
Withdrawn
This filing has been withdrawn on November 2, 2022 and replaced with SR-PEARL-2022-47.
October 25, 2022
SR-PEARL-2022-44
Withdrawn
This filing has been withdrawn on November 2, 2022 and replaced with SR-PEARL-2022-46.
October 25, 2022
SR-PEARL-2022-43
Effective / Approved
Amend Rule 2614, Orders and Order Instructions, and Rule 2618, Risk Settings and Trading Risk Metrics to Enhance its Existing Risk Controls. This filing will be implemented on a date to be announced by the Exchange through a Regulatory Circular.
October 19, 2022