U.S. Equities System Status
MIAX Pearl® Equities Alerts
Regulatory Alert
MIAX Pearl Equities
September 16, 2020 | 01:07 PM
MIAX Exchange Group - Options & Equities Markets - Reg SCI / SIFMA BCP Test Plan - October 24, 2020
As previously announced in the April 20, 2020 Alert, the MIAX Exchange Group will be participating in the 2020 SIFMA BCP Testing...
Regulatory Alert
MIAX Pearl Equities
September 15, 2020 | 11:19 AM
MIAX PEARL Equities - Reminder of Final Industry Mock Trading this Saturday, September 19, 2020
In preparation for the MIAX PEARL Equities Exchange launch on September 25, 2020, industry mock trading will be held this...
Trading Alert
MIAX Pearl Equities
September 14, 2020 | 04:09 PM
Submission of Notification for Clearly Erroneous Execution or Appeal
MIAX PEARL Equities Members must submit Clearly Erroneous Execution and Appeal notifications to the Regulatory Operations group at Regulatory@MIAXEquities.com. Clearly...
Trading Alert
MIAX Pearl Equities
September 14, 2020 | 04:08 PM
Trading Collar Reference Price and Specified Dollar Value
Please refer to MIAX PEARL Equities Regulatory Circular 2020-07 for information on Trade Collar reference prices, numerical guidelines and the...
Trading Alert
MIAX Pearl Equities
September 14, 2020 | 04:06 PM
Limit Order Price Protection Default Values
MIAX PEARL Equities Members (“Equity Member”) may customize the specified dollar and percentage values on a per session basis for...
Regulatory Alert
MIAX Pearl Equities
September 14, 2020 | 04:01 PM
Regulatory Data Submission Requirement
MIAX PEARL Equities Members (“Equity Members”) are reminded Equity Members shall submit to MIAX PEARL Equities Exchange (the “Exchange”) such...
Trading Alert
MIAX Pearl Equities
September 14, 2020 | 03:57 PM
Business Continuity and Disaster Recovery Plans Testing Requirements for Designated Members
For calendar year 2020, MIAX PEARL Equities (the “Exchange”) will designate at least three Equity Members on the Exchange who...
Trading Alert
MIAX Pearl Equities
September 14, 2020 | 03:56 PM
MIAX PEARL Equities Rules Incorporated by Reference
MIAX PEARL Equities has received approval from the Securities and Exchange Commission to incorporate by reference existing rules of the...