U.S. Equities System Status
MIAX Pearl® Equities Alerts
Regulatory Alert
MIAX Pearl Equities
October 15, 2020 | 11:16 AM
MIAX Exchange Group - Options & Equities Markets - Reminder of Reg SCI / SIFMA BCP Testing on Saturday, October 24, 2020
As previously announced in the April 20, 2020 and September 16, 2020 Alerts, the MIAX Exchange Group will be participating in the...
Regulatory Alert
MIAX Pearl Equities
October 13, 2020 | 02:57 PM
MIAX PEARL Equities - Halted and Reopened all Symbols Currently Listed
Please be advised trading on the MIAX PEARL Equities Exchange was inadvertantly Halted at 14:13:41 and reopened at 14:13:53. All MIAX...
Listing Alert
MIAX Pearl Equities
October 13, 2020 | 10:02 AM
MIAX PEARL Equities - Phase 5 of Symbol Rollout Effective for Trading on Friday, October 16, 2020
The attached list includes Phase 5 equity issues that will begin trading on the MIAX PEARL Equities Exchange on Friday,...
Regulatory Alert
MIAX Pearl Equities
October 12, 2020 | 11:49 AM
MIAX PEARL Equities - Has Revoked Self-Help on MEMX Exchange
Please be advised the MIAX PEARL Equities Exchange has revoked self-help on the MEMX Exchange as of 11:48. All MIAX systems are...
Regulatory Alert
MIAX Pearl Equities
October 12, 2020 | 09:28 AM
MIAX PEARL Equities - Have Declared Self-Help on MEMX Exchange
MIAX PEARL Equities have declared self-help on the MEMX Exchange as of 09:23. All MIAX systems are operating normally. If you have...
Listing Alert
MIAX Pearl Equities
October 08, 2020 | 02:59 PM
MIAX PEARL Equities - New Listings Effective for October 9, 2020
The attached list of equity issues will begin trading on the MIAX PEARL Equities Exchange on Friday, October 9, 2020. Market...
Listing Alert
MIAX Pearl Equities
October 07, 2020 | 09:51 AM
MIAX PEARL Equities - New Listings Effective for October 9, 2020
The attached list of Phase 4 equity issues will begin trading on the MIAX PEARL Equities Exchange on Friday, October...
Regulatory Alert
MIAX Pearl Equities
October 06, 2020 | 03:59 PM
Proposed Rule Change to Amend the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes to modify the current process relating to the expungement of customer dispute information.
Please refer to the following for details regarding the proposed rule change to the FINRA Code of Arbitration Procedure for...