MIAX Pearl Options Exchange FINRA Rule Filing Circulars


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July 31, 2018

MIAX PEARL RC-2018-25

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

May 25, 2018

MIAX PEARL RC-2018-19

Rule Change Notice – Approval for FINRA Arbitration Rules 12600, 12800, 13600 and 13800

May 22, 2018

MIAX PEARL RC-2018-18

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Create a Fee and Honorarium for Late Cancellation of a Prehearing Conference

March 15, 2018

MIAX PEARL RC-2018-09

Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 and 13904

February 22, 2018

MIAX PEARL RC-2018-06

Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 and 13800

September 19, 2017

MIAX PEARL RC-2017-56

Rule Change Notice - FINRA Arbitration Rules 12100 and 13100

August 08, 2017

MIAX PEARL RC-2017-51

Rule Change Notice - FINRA Arbitration Rules 12100 and 13100

June 29, 2017

MIAX PEARL RC-2017-45

Rule Change Approval Notice - FINRA Arbitration Rules 12402, 12403 and 13403