MIAX Pearl Options Exchange FINRA Rule Filing Circulars


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February 13, 2019

MIAX PEARL RC-2019-07

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Expand Time for Non-Parties to Respond to Arbitration Subpoenas and Orders of Appearance of Witnesses or Production of Documents

October 22, 2018

MIAX PEARL RC-2018-43

FINRA Arbitration Rule Change Notice: Approved Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

August 14, 2018

MIAX PEARL RC-2018-27

Rule Change Notice – Approval for FINRA Arbitration Rules 12500, 12501, 13500 and 13501

July 31, 2018

MIAX PEARL RC-2018-25

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Pay Arbitrators a $200 Honorarium to Decide Without a Hearing Session a Contested Subpoena Request or a Contested Order for Production or Appearance

May 25, 2018

MIAX PEARL RC-2018-19

Rule Change Notice – Approval for FINRA Arbitration Rules 12600, 12800, 13600 and 13800

May 22, 2018

MIAX PEARL RC-2018-18

FINRA Arbitration Rule Change Notice: Proposed Rule Change to Create a Fee and Honorarium for Late Cancellation of a Prehearing Conference

March 15, 2018

MIAX PEARL RC-2018-09

Rule Change Notice - FINRA Arbitration Rules 12214, 12904, 13214 and 13904

February 22, 2018

MIAX PEARL RC-2018-06

Rule Change Notice - FINRA Arbitration Rules 12600, 12800, 13600 and 13800