MIAX Pearl Options Exchange FINRA Rule Filing Circulars
November 14, 2024
MIAX Pearl RC-2024-63
Approved Rule Change to Amend FINRA Rule 13606 (Record of Proceedings) to Provide Customers Access to a Copy of the Official Record of an Expungement Hearing
November 07, 2024
MIAX Pearl RC-2024-60
Approved Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of Document Production Lists
August 30, 2024
MIAX Pearl RC-2024-48
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
May 28, 2024
MIAX Pearl RC-2024-32
Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
May 03, 2024
MIAX Pearl RC-2024-27
Retirement of the FINRA Rule 10000 Series (Code of Arbitration Procedure) that governs arbitration and mediation claims filed prior to April 16, 2007
April 18, 2024
MIAX Pearl RC-2024-19
Approval to Amend the FINRA Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
October 31, 2023
MIAX Pearl RC-2023-51
FINRA Proposal to Amend the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations
September 29, 2023
MIAX Pearl RC-2023-47
FINRA Notice of Approval To Amend the Codes of Arbitration Procedure Governing the Arbitrator List-Selection Process and Procedural Rules