MIAX Options® Exchange Rule Filings

As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2021-56

Effective / Approved

Amend the Fee Schedule to amend the criteria for Members to receive the additional PRIME Agency Order credit for Priority Customer PRIME Agency Orders under the PCRP, and make a minor non-substantive edit.

October 29, 2021

MIAX Options
SR-MIAX-2021-53

Withdrawn

This filing was withdrawn on November 8, 2021 and replaced with SR-MIAX-2021-57.

October 27, 2021

MIAX Options
SR-MIAX-2021-55

Effective / Approved

Amend Rule 501, Days and Hours of Business to make Juneteenth a holiday of the Exchange.

October 22, 2021

MIAX Options
SR-MIAX-2021-54

Effective / Approved

Amend the Fee Schedule to make non-substantive changes to clarify how the monthly Trading Permit and MEI Port fees will be calculated and applied each month for Market Makers.

October 22, 2021