MIAX Options® Exchange Rule Filings

As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
MIAX Options
SR-MIAX-2013-56

Effective / Approved

Amend the MIAX Options Fee Schedule to Extend the Priority Customer Rebate Program Until December 31, 2013

November 29, 2013

MIAX Options
SR-MIAX-2013-55

Effective / Approved

Amend Exchange Rule 402 to Enable the Listing and Trading on the Exchange of Options on the ETFS Silver Trust, the ETFS Gold Trust, the ETFS Palladium Trust, the ETFS Platinum Trust, and the Sprott Physical Gold Trust

November 26, 2013

MIAX Options
SR-MIAX-2013-54

Effective / Approved

Extension of Penny Pilot Program to June 30, 2014

November 26, 2013