MIAX Options® Exchange Rule Filings
As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.
SR-MIAX-2015-03
Effective / Approved
Adopt MIAX Rule 519A Risk Protection Monitor
January 08, 2015
SR-MIAX-2015-02
Effective / Approved
Implement an Equity Rights Program for 2015
January 06, 2015
SR-MIAX-2014-71
Effective / Approved
Amend MIAX Rule 807 Fingerprint-Based Background Checks
December 30, 2014
SR-MIAX-2014-70
Effective / Approved
Amend the MIAX Options Fee Schedule Relating to the MIAX Market Maker Sliding Scale for Transaction Fees
December 24, 2014