MIAX Options® Exchange Rule Filings

As a registered national securities exchange, MIAX Options is required to submit to the SEC, pursuant to Section 19 of the Securities Exchange Act of 1934 (the “Exchange Act”) and Rule 19b-4 thereunder, proposed rule changes. MIAX Options is required to post its rule filings on its website within two business days after submission. Rule filings are not effective until approved by the SEC, with the exception of certain types of rule filings that may take effect upon filing with the SEC if they meet the conditions specified under Section 19 of the Exchange Act and Rule 19b-4 thereunder. MIAX Options will post below pending rule filings submitted by the Exchange, followed by rule changes that have been approved by the SEC or became immediately effective pursuant to the Exchange Act.


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MIAX Options
SR-MIAX-2015-37

Effective / Approved

Amend the MIAX Options Fee Schedule to Modify  the MEI Port Fees to Market Makers

May 29, 2015

MIAX Options
SR-MIAX-2015-38

Effective / Approved

Amend the Miami International Holdings, Inc. Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws

May 28, 2015

MIAX Options
SR-MIAX-2015-36

Effective / Approved

Amend MIAX Rule 515A Relating to a 50% Trade Allocation Entitlement

May 13, 2015

MIAX Options
SR-MIAX-2015-35

Effective / Approved

Amend MIAX Rules 504 and 521 Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors

May 07, 2015