U.S. Options

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol AZN Effective September 25, 2020

Change to Opening and Intra-day Quote Width Requirements and Minimum Standard Quote Size Requirement for Certain Symbols Beginning September 24, 2020

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol KDP Effective Monday, September 21, 2020

Expiration of Waiver Period for Certain Non-Transaction Fees and Establishment of Fee Amounts; Increase in Certain Existing Fee Amounts

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX PEARL and MIAX Emerald for Symbol NMFC Effective Monday, September 14, 2020

Adoption of new Exchange Rule 1326, Transfer of Positions

Market for Underlying Security Used for Openings on MIAX Emerald for Newly Listed Symbols Effective Tuesday, September 1, 2020

Adoption of Changes to Minor Rule Violation Plans for MIAX Options, MIAX PEARL and MIAX Emerald to add CAT Reporting Compliance Rules