U.S. Options

Market for Underlying Security Used for Openings on MIAX Emerald Options for Newly Listed Symbols Effective Monday, June 6, 2022

Consolidated Audit Trail (“CAT”) Full Customer Account Information System (“CAIS”) Production Certification and Compliance Deadlines Extended

Proposed Rule Change to Amend FINRA Rule 13000 Series, Code of Arbitration Procedure for Industry Disputes, To Align the Code with the Ending Forced Arbitration of Sexual Assult and Sexual Harassment Act of 2021

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for Symbol EVEX Effective Wednesday, May 11, 2022

Change to Opening and Intra-day Quote Width Requirements for Symbol CHK Effective May 11, 2022

Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for Symbol TGLS Effective Monday, May 9, 2022

Change to the Market for Underlying Security Used for Openings on MIAX Options, MIAX Pearl Options and MIAX Emerald Options for NuScale Power, LLC, Symbol SMR, (Formerly Spring Valley Acquisition Corp. Symbol SV), Effective Tuesday, May 3, 2022

Increase to Maximum Price Setting Effective May 2, 2022 for MIAX Options, MIAX Pearl Options and MIAX Emerald Options