U.S. Equities

Principal Capital Appreciation Select ETF- LCAP

iShares Trust- IBHL and IBMT

iShares Trust- IBCA and IBIL

iShares Trust-IBTQ, IBGB and IBGL

Direxion Shares ETF Trust- PALU, PALD, ELIL and ELIS

Polen High Income ETF- PCHI

Granite Shares ETF Trust- VRTL, RDTL and IONL

Polen Floating Rate Income ETF- PCFI